diff --git a/EXECUTIVE_SUMMARY.md b/EXECUTIVE_SUMMARY.md new file mode 100644 index 0000000..3e33e8a --- /dev/null +++ b/EXECUTIVE_SUMMARY.md @@ -0,0 +1,31 @@ +# Executive Summary — AI-HPP-Standard External Review Readiness + +## Current readiness state + +AI-HPP-Standard contains substantial governance and conformance material, but it is split between a **minimal active surface** and a **richer archived surface**. This creates a high risk of reviewer confusion about what is authoritative. In its current state, the repository is **not yet fully expert-review ready** for skeptical AI safety auditors. + +## What is strong today + +- Clear high-level conceptual model in active docs (`signal`, `state`, `bridge`, `safety gate`). +- Preserved historical evidence base (modules, annexes, schemas, regulator-sim assets) with no destructive cleanup. +- Existing script infrastructure for structure and link checks. + +## Top blockers + +1. **Canonical ambiguity**: no single declared source-of-truth for standard modules/schemas/conformance/governance paths. +2. **Broken references in active contributor path**: `CONTRIBUTING.md` points to missing files. +3. **Translation parity gaps**: most language packs are partial relative to full English structure. +4. **Failure taxonomy cross-language inconsistency**: IDs are not consistently surfaced across translations. +5. **Traceability discoverability gap**: module-to-schema-to-conformance mapping is present in artifacts but not exposed as a canonical reviewer path. + +## Fastest path to “expert-review ready” + +1. **Declare canonical architecture explicitly** in root docs (what is normative now, what is archived history). +2. **Fix active broken links** in contribution/readme entrypoints. +3. **Publish a single traceability matrix** linking requirements, schemas, and conformance scripts/artifacts. +4. **Stabilize translation policy** and ensure failure taxonomy IDs remain invariant across language sets. +5. **Add an external-review quickstart checklist** that gives reviewers a deterministic audit flow. + +## Founder-oriented conclusion + +Your repository already has the ingredients of a credible governance standard; the immediate problem is **packaging for audit trust**, not lack of substance. If you execute the Priority 0 and Priority 1 stabilization items, you can materially improve reviewer confidence within one sprint and present AI-HPP as a serious candidate de-facto governance standard. diff --git a/READINESS_GAP_ANALYSIS.md b/READINESS_GAP_ANALYSIS.md new file mode 100644 index 0000000..416176d --- /dev/null +++ b/READINESS_GAP_ANALYSIS.md @@ -0,0 +1,89 @@ +# Standards Readiness Gap Analysis — AI-HPP-Standard + +Date: 2026-04-20 +Assessment target: readiness for skeptical external AI safety / governance review. + +## Scoring rubric + +0 = absent, 1 = very weak, 2 = early draft, 3 = usable with caveats, 4 = strong, 5 = review-ready best practice. + +## Scorecard (0–5) + +- **Structural maturity:** 2.5 / 5 +- **Specification maturity:** 2.0 / 5 +- **Audit readiness:** 2.5 / 5 +- **Translation readiness:** 2.0 / 5 +- **Governance readiness:** 2.5 / 5 + +--- + +## A) Specification maturity + +### Findings + +- Active surface (`docs/ai-hpp-standard.md`, `spec/*`) is concise and understandable, but does not expose the richer normative module architecture visible in archived v3.x materials. +- Consistent RFC-style modality (`SHALL`/`SHOULD`/`MAY`) is not systematically applied in active canonical docs. +- Version signaling exists (`v4.1.1` in active doc, v3.15/v3.17 markers in archive) but cross-version relationship is not explicitly defined. + +### Gap + +External reviewers cannot quickly determine if the minimal active standard supersedes, subsets, or diverges from archived normative modules. + +--- + +## B) Evidence maturity + +### Findings + +- Evidence/conformance assets exist (schemas, conformance maps, regulator-sim templates), but are placed under archive paths. +- Active docs do not clearly map: + - modules -> requirements, + - requirements -> schema artifacts, + - requirements -> conformance test scripts. +- Some conformance scripts in `scripts/` are not linked from main docs. + +### Gap + +Traceability chain is present in fragments, not as a single auditable graph. + +--- + +## C) Governance maturity + +### Findings + +- Governance-rich content (incident handling, conflict safeguards, adaptive governance, failure taxonomy) exists in archive annexes. +- Operational pathways (escalation, CAPA-like control flow, regulator simulation procedures) are available but not prominently discoverable from root. +- Failure taxonomy IDs are not consistently available across translation sets. + +### Gap + +Governance appears substantial but is discoverability-constrained and translation-fragile for external comparability. + +--- + +## Blockers preventing external expert trust + +## Critical blockers + +1. **Canonical ambiguity:** no explicit declaration of authoritative standard surface (active minimal vs archived comprehensive). +2. **Broken internal links in active governance process (`CONTRIBUTING.md`).** +3. **Translation parity gap for failure taxonomy (Annex C not broadly translated), weakening cross-language audit equivalence.** + +## Major blockers + +4. Missing explicit module->schema->test traceability matrix in current canonical entrypoints. +5. Mixed naming/versioning across translation folders (especially `uk-UA`) obscures authoritative documents. +6. Archived docs include dead links to removed spec files, reducing perceived rigor. + +## Moderate blockers + +7. Orphaned active docs/examples are not reachable from root entrypoint. +8. No clearly published external-review checklist (what to read, in what order, what evidence to verify). + +--- + +## Expert-review readiness verdict + +**Current state: “Promising but not yet expert-review ready.”** +The repository contains meaningful governance material and evidence artifacts, but canonical path clarity and traceability packaging must be stabilized before external scrutiny by skeptical reviewers. diff --git a/REMEDIATION_PLAN.md b/REMEDIATION_PLAN.md new file mode 100644 index 0000000..cb70360 --- /dev/null +++ b/REMEDIATION_PLAN.md @@ -0,0 +1,109 @@ +# Prioritized Remediation Plan — AI-HPP-Standard + +Date: 2026-04-20 + +## Priority 0 — Critical blockers + +### P0-1: Declare a single canonical review surface +- **Paths:** `README.md`, (new) `CANONICAL_PATHS.md` or `CANONICAL_PATHS.yaml` +- **Issue:** External reviewers cannot determine whether active v4.1.1 docs or archived v3.x modules are authoritative. +- **Recommended fix:** Add explicit canonical declaration and version-lineage mapping (e.g., “normative baseline = X; archive = historical reference”). +- **Complexity:** Medium +- **Dependencies:** none (should be first) + +### P0-2: Repair active broken contributor references +- **Paths:** `CONTRIBUTING.md` +- **Issue:** References to missing `docs/index.md` and `docs/templates/*` break contribution workflow credibility. +- **Recommended fix:** Either restore referenced files or update links to valid current equivalents. +- **Complexity:** Low +- **Dependencies:** P0-1 (so new links point to canonical surface) + +### P0-3: Stabilize translation authority in `uk-UA` +- **Paths:** `archive/2026-04-08/moved-to-docs/translations/uk-UA/*` +- **Issue:** Mixed synced/legacy file sets and broken links in `Failure_Taxonomy.uk.md` create ambiguity. +- **Recommended fix:** Add explicit “authoritative translation set” index and patch broken links or mark legacy file as historical. +- **Complexity:** Medium +- **Dependencies:** P0-1 + +--- + +## Priority 1 — Standard coherence blockers + +### P1-1: Publish module-to-evidence traceability map in canonical surface +- **Paths:** `README.md`, `docs/ai-hpp-standard.md`, optionally new `docs/traceability.md` +- **Issue:** Schemas and conformance logic exist but are not clearly mapped from canonical docs. +- **Recommended fix:** Add explicit mapping table: module -> schema -> script/test -> artifact. +- **Complexity:** Medium +- **Dependencies:** P0-1 + +### P1-2: Normalize translation parity policy +- **Paths:** `archive/2026-04-08/moved-to-docs/translations/README.md` +- **Issue:** Current translations are partial and taxonomy parity expectations are unclear. +- **Recommended fix:** Define policy tiers (core-only/full-parity), expected files per tier, and SLA for sync. +- **Complexity:** Medium +- **Dependencies:** P0-1 + +### P1-3: Ensure failure taxonomy ID cross-language consistency +- **Paths:** `archive/2026-04-08/moved-to-docs/annex/C-FAILURE-TAXONOMY.md`, `archive/2026-04-08/moved-to-docs/translations/*` +- **Issue:** IDs like `F-01`, `F-02`, `F-03`, `FT-A07` are not consistently represented across language sets. +- **Recommended fix:** Add translated Annex C or explicit fallback rule preserving exact IDs across all languages. +- **Complexity:** Medium-High +- **Dependencies:** P1-2 + +### P1-4: Clean dead links in archived technical docs +- **Paths:** + - `archive/2026-04-08/moved-to-docs/ecosystem/spec/ai_hpp_protocol.md` + - `archive/2026-04-08/moved-to-docs/docs/reference-architecture.md` + - `archive/2026-04-08/moved-to-docs/docs/index.md` + - `archive/2026-04-08/moved-to-docs/docs/audit-logging.md` +- **Issue:** Dead links to removed `spec/ai_hpp_specification.md` degrade trust. +- **Recommended fix:** Retarget links to extant docs or mark as archived/stale with explanatory banner. +- **Complexity:** Low-Medium +- **Dependencies:** P0-1 + +--- + +## Priority 2 — Presentation and credibility improvements + +### P2-1: De-orphan examples and contributor docs +- **Paths:** `README.md`, `examples/node/README.md`, `examples/python/README.md`, `CONTRIBUTING.md` +- **Issue:** Useful docs are not reachable from root reading path. +- **Recommended fix:** Add explicit section linking contribution guide and examples. +- **Complexity:** Low +- **Dependencies:** P0-1 + +### P2-2: Add external reviewer quickstart checklist +- **Paths:** new `EXTERNAL_REVIEW_CHECKLIST.md` +- **Issue:** Reviewers lack guided audit flow. +- **Recommended fix:** 30–60 minute checklist: canonical docs, schema checks, conformance run, governance walkthrough. +- **Complexity:** Low +- **Dependencies:** P1-1 + +### P2-3: Add machine-readable repository map +- **Paths:** new `REPO_MAP.yaml` (or `docs/repo-map.md`) +- **Issue:** Document discoverability currently relies on manual navigation. +- **Recommended fix:** Enumerate canonical files, archived sets, and status tags (`canonical`, `historical`, `translation-draft`). +- **Complexity:** Medium +- **Dependencies:** P0-1 + +--- + +## Dependency order (execution sequence) + +1. P0-1 +2. P0-2 + P0-3 +3. P1-1 +4. P1-2 -> P1-3 +5. P1-4 +6. P2-1, P2-2, P2-3 + +--- + +## Fastest path to expert-review readiness + +Minimum viable stabilization set: +1. Canonical declaration (P0-1) +2. Fix active broken links (P0-2) +3. Publish traceability matrix (P1-1) +4. Translate or canonicalize failure taxonomy IDs across languages (P1-3) +5. Add reviewer quickstart checklist (P2-2) diff --git a/STRUCTURAL_AUDIT.md b/STRUCTURAL_AUDIT.md new file mode 100644 index 0000000..6926ef0 --- /dev/null +++ b/STRUCTURAL_AUDIT.md @@ -0,0 +1,116 @@ +# Structural Audit — AI-HPP-Standard + +Date: 2026-04-20 +Scope audited: full repository tree, including `archive/2026-04-08/*`. + +## 1) Canonical document tree + +### A. Current active (top-level, externally discoverable) canonical path + +1. **Overview / entrypoint** + - `README.md` +2. **Primary standard narrative (current active surface)** + - `docs/ai-hpp-standard.md` (full content) + - `docs/AI-HPP-Standard.md` (shim redirecting to lowercase file) +3. **Architecture and concepts** + - `docs/architecture.md` + - `docs/glossary.md` +4. **Technical spec primitives** + - `spec/core.md` + - `spec/signal.md` + - `spec/safety.md` +5. **Conformance/check logic (script-based)** + - `scripts/validate.py` + - `scripts/check_links.py` + - `scripts/regulator_sim_check.py` + - `scripts/normative_fingerprint.py` + +### B. Archived comprehensive standard path (historical-but-complete structure) + +Located under: `archive/2026-04-08/moved-to-docs/` + +- **Modules (normative set)**: `standard/00..12-*.md` +- **Annexes**: `annex/*.md` +- **Schemas**: `schemas/*.schema.json` +- **Regulator simulation/conformance artifacts**: `regulator-sim/**` +- **Translations**: `translations/**` + +### C. Canonical-tree ambiguity to resolve + +There are currently **two competing “standard surfaces”**: +- Minimal active surface (`docs/*` + `spec/*`), and +- Full archived surface (`archive/2026-04-08/moved-to-docs/*`). + +This creates uncertainty for external reviewers about what is canonical for expert evaluation. + +--- + +## 2) Broken structure map + +## Dead references (verified) + +### Active tree +- `CONTRIBUTING.md` references missing files: + - `docs/templates/doc-template.md` + - `docs/templates/case-study-template.md` + - `docs/index.md` + +### Archived tree +- `archive/2026-04-08/moved-to-docs/ecosystem/spec/ai_hpp_protocol.md` -> missing `../../spec/ai_hpp_specification.md` +- `archive/2026-04-08/moved-to-docs/docs/reference-architecture.md` -> missing `../spec/ai_hpp_specification.md` +- `archive/2026-04-08/moved-to-docs/docs/index.md` -> missing `../spec/ai_hpp_specification.md` +- `archive/2026-04-08/moved-to-docs/docs/index.md` -> missing `../examples/` +- `archive/2026-04-08/moved-to-docs/docs/audit-logging.md` -> missing `../spec/ai_hpp_specification.md` +- `archive/2026-04-08/moved-to-docs/translations/uk-UA/Failure_Taxonomy.uk.md` contains 3 broken historical links. + +## Duplicate / ambiguous documents + +- `docs/AI-HPP-Standard.md` vs `docs/ai-hpp-standard.md` (same topic, different casing; one is a shim). +- Extensive legacy duplication in `archive/2026-04-08/legacy/` and `archive/2026-04-08/moved-to-docs/` (expected for preservation, but not clearly segmented for reviewers). +- Mixed naming styles in translation assets (e.g., `README.uk.md`, `AI-HPP-2026_Standard_v3.0.uk.md`, plus synced `README.md`/`INDEX.md`). + +## Orphaned markdown files (active tree reachability from `README.md`) + +Not reachable from active entry links: +- `CONTRIBUTING.md` +- `examples/node/README.md` +- `examples/python/README.md` + +## Structural ambiguities / archive collisions + +- `archive/2026-04-08/moved-to-docs/` includes production-like artifacts (schemas, conformance maps, regulator simulation) that look canonical but are placed under archive. +- Current root docs do not clearly state whether archived v3.x artifacts are authoritative references or historical snapshots only. + +--- + +## 3) Canonicalization recommendations + +## Make canonical (single-source-of-truth) + +1. Define one public canonical standard lineage explicitly in `README.md`: + - **Option A (minimal v4.1.1 canonical):** keep `docs/ai-hpp-standard.md` + `spec/*` as canonical. + - **Option B (comprehensive v3.x canonical):** promote selected `archive/2026-04-08/moved-to-docs/{standard,annex,schemas,regulator-sim}` into top-level canonical folders. +2. Preserve `docs/AI-HPP-Standard.md` as alias shim only; mark non-canonical. + +## Archive (retain, clarify scope) + +- Keep all files in `archive/` for traceability, but add an archive index stating: + - historical purpose, + - non-authoritative status (unless explicitly referenced), + - mapping to current canonical paths. + +## Deprecate + +- Deprecate active references to non-existent `docs/index.md` and `docs/templates/*` from `CONTRIBUTING.md`. +- Deprecate stale archive links pointing to removed `spec/ai_hpp_specification.md`. + +## Merge / rationalize + +- Translation structure in `uk-UA` should be rationalized (legacy `.uk.md` + synced files): keep both, but add one explicit “authoritative translation set” pointer. +- Consider adding a machine-readable canonical manifest (e.g., `CANONICAL_PATHS.yaml`) listing official overview/modules/schemas/conformance/governance/translations paths. + +--- + +## Structural risk summary + +Critical confusion risk for external experts is not missing content; it is **canonical ambiguity + discoverability drift**. The repository contains high-value governance material, but it is split between active and archived surfaces without a strict canonical declaration. diff --git a/TRANSLATION_AUDIT.md b/TRANSLATION_AUDIT.md new file mode 100644 index 0000000..2515d39 --- /dev/null +++ b/TRANSLATION_AUDIT.md @@ -0,0 +1,101 @@ +# Translation Consistency Audit — AI-HPP-Standard + +Date: 2026-04-20 +Scope: `archive/2026-04-08/moved-to-docs/translations/**` + +## Method + +- Structural comparison baseline: + - English module set: `archive/2026-04-08/moved-to-docs/standard/00..12-*.md` (13 files) + - English annex set: `archive/2026-04-08/moved-to-docs/annex/*.md` excluding README (9 files) +- Sync-pack baseline for translated folders (as declared in translations index): 11 expected files: + - `README.md`, `INDEX.md`, `AI-HPP-Standard.md` + - `standard/{05,07,12}` + - `annex/{README,A,B,G,CEO}` +- Link validation performed across all translation markdown files. +- Failure taxonomy IDs scanned for patterns: `F-##`, `FT-A##`. + +--- + +## Per-language status + +## ar +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** Missing modules `00,01,02,03,04,06,08,09,10,11`; missing annexes `C,D,E,F,H` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found in scanned files +- **Remediation priority:** P1 + +## hi +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** same coverage gaps as `ar` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found +- **Remediation priority:** P1 + +## ja +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** same coverage gaps as `ar` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found +- **Remediation priority:** P1 + +## ko +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** same coverage gaps as `ar` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found +- **Remediation priority:** P1 + +## pt +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** same coverage gaps as `ar` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found +- **Remediation priority:** P1 + +## zh +- **Completeness (sync-pack baseline):** 100% (11/11) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes) +- **Stale/missing sections:** same coverage gaps as `ar` +- **Broken references:** none detected +- **Untranslated headings:** none obvious in sampled synced files +- **Taxonomy ID mapping:** no explicit `F-*`/`FT-*` IDs found +- **Remediation priority:** P1 + +## uk-UA +- **Completeness (sync-pack baseline):** 90.9% (10/11) — missing `AI-HPP-Standard.md` (uses legacy-named equivalents) +- **Completeness (full EN baseline, indicative):** low (3/13 modules, 4/9 annexes in synced subset) +- **Stale/missing sections:** same structural gaps as other languages + mixed legacy naming set (`*.uk.md`) increases ambiguity +- **Broken references:** 3 broken links found in `Failure_Taxonomy.uk.md` +- **Untranslated headings:** mixed-language legacy files present; requires manual normalization review +- **Taxonomy ID mapping:** `FT-A07` found, but broader canonical ID set not consistently present in synced translation pack +- **Remediation priority:** P0 (because of broken links + structural ambiguity) + +--- + +## Cross-language consistency findings + +1. **All major translation folders are partial relative to full English structure.** +2. **Synced pack consistency is good for ar/hi/ja/ko/pt/zh, but uk-UA is structurally mixed.** +3. **Failure taxonomy IDs are not consistently represented across translations**, mostly because Annex C translation is missing in all synced language sets and only a legacy Ukrainian taxonomy file contains an ID. +4. Translation README metadata indicates AI-generated status for most languages; native review status is incomplete, limiting standards-grade trust. + +--- + +## Priority remediation for translation integrity + +1. Publish translation coverage policy (e.g., “core-only” vs “full parity required”). +2. Add Annex C (Failure Taxonomy) translations or provide an explicit canonical fallback-to-English rule. +3. Normalize uk-UA authoritative path set and repair broken legacy links. +4. Add machine-readable translation parity matrix with per-file hash/source-version mapping.